Home/Filings/4/0000091142-20-000059
4//SEC Filing

SMITH BRUCE M 4

Accession 0000091142-20-000059

CIK 0000091142other

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 2:49 PM ET

Size

9.2 KB

Accession

0000091142-20-000059

Insider Transaction Report

Form 4
Period: 2020-11-03
Transactions
  • Sale

    Common Stock

    2020-11-03$53.45/sh5,683$303,7563,304 total
Holdings
  • Common Stock

    (indirect: By Trust)
    2,400
  • Restricted Stock Units

    Exercise: $0.00Common (0 underlying)
    117,810
  • Common Stock

    15,892
  • Class A Common Stock

    (indirect: By Trust)
    Exercise: $0.00Common Stock (0 underlying)
    229,401
Footnotes (8)
  • [F1]Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 15, 2020.
  • [F2]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
  • [F3]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
  • [F5]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,250 units of Restricted Stock Units.
  • [F6]1 for 1.
  • [F7]Convertible at any time into Common Stock.
  • [F8]None.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001236625

Filing Metadata

Form type
4
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 2:49 PM ET
Size
9.2 KB