Ackerman Patricia K 4
4 · SMITH A O CORP · Filed Nov 18, 2020
Insider Transaction Report
Form 4
Ackerman Patricia K
VP, Investor Relations & Treas
Transactions
- Gift
Common Stock
2020-11-10−60→ 2,871 total - Exercise/Conversion
Common Stock
2020-11-17$30.77/sh+6,700$206,126→ 9,571 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2020-11-17−6,700→ 27,135 totalExercise: $30.77Exp: 2025-02-09→ Common Stock (6,700 underlying) - Exercise/Conversion
Common Stock
2020-11-17$31.67/sh+7,300$231,191→ 16,871 total - Sale
Common Stock
2020-11-17$56.39/sh−14,000$789,397→ 2,871 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2020-11-17−7,300→ 19,835 totalExercise: $31.67Exp: 2026-02-08→ Common Stock (7,300 underlying)
Footnotes (4)
- [F1]Gift
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $56.25 to $56.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
- [F3]The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
- [F4]The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.