Home/Filings/4/0000091142-20-000070
4//SEC Filing

Ackerman Patricia K 4

Accession 0000091142-20-000070

CIK 0000091142other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 10:33 AM ET

Size

13.6 KB

Accession

0000091142-20-000070

Insider Transaction Report

Form 4
Period: 2020-11-17
Ackerman Patricia K
VP, Investor Relations & Treas
Transactions
  • Gift

    Common Stock

    2020-11-10602,871 total
  • Exercise/Conversion

    Common Stock

    2020-11-17$30.77/sh+6,700$206,1269,571 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2020-11-176,70027,135 total
    Exercise: $30.77Exp: 2025-02-09Common Stock (6,700 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-17$31.67/sh+7,300$231,19116,871 total
  • Sale

    Common Stock

    2020-11-17$56.39/sh14,000$789,3972,871 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2020-11-177,30019,835 total
    Exercise: $31.67Exp: 2026-02-08Common Stock (7,300 underlying)
Footnotes (4)
  • [F1]Gift
  • [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $56.25 to $56.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
  • [F3]The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
  • [F4]The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001532645

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 10:33 AM ET
Size
13.6 KB