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4//SEC Filing

Dana Paul R 4

Accession 0000091142-21-000007

CIK 0000091142other

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 4:22 PM ET

Size

9.3 KB

Accession

0000091142-21-000007

Insider Transaction Report

Form 4
Period: 2021-02-08
Dana Paul R
VP, Global Operations
Transactions
  • Award

    Employee Stock Options (Right to Buy)

    2021-02-08+7,53549,975 total
    Exercise: $60.82Exp: 2031-02-08Common Stock (7,535 underlying)
  • Award

    Restricted Stock Units

    2021-02-08+1,7357,645 total
    Exercise: $60.82Common Stock (1,735 underlying)
  • Gift

    Common Stock

    2020-06-049004,063 total
Footnotes (4)
  • [F1]Gift
  • [F2]Mr. Dana was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock.
  • [F3]The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.
  • [F4]The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001639644

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:22 PM ET
Size
9.3 KB