Dana Paul R 4
4 · SMITH A O CORP · Filed Feb 10, 2021
Insider Transaction Report
Form 4
Dana Paul R
VP, Global Operations
Transactions
- Award
Employee Stock Options (Right to Buy)
2021-02-08+7,535→ 49,975 totalExercise: $60.82Exp: 2031-02-08→ Common Stock (7,535 underlying) - Award
Restricted Stock Units
2021-02-08+1,735→ 7,645 totalExercise: $60.82→ Common Stock (1,735 underlying) - Gift
Common Stock
2020-06-04−900→ 4,063 total
Footnotes (4)
- [F1]Gift
- [F2]Mr. Dana was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock.
- [F3]The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.
- [F4]The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024.