Gurholt Helen E 4
4 · SMITH A O CORP · Filed Feb 10, 2021
Insider Transaction Report
Form 4
Gurholt Helen E
Vice President and Controller
Transactions
- Award
Restricted Stock Units
2021-02-08+805→ 2,675 totalExercise: $60.82→ Common Stock (805 underlying) - Award
Employee Stock Options (Right to Buy)
2021-02-08+3,495→ 19,860 totalExercise: $60.82Exp: 2031-02-08→ Common Stock (3,495 underlying)
Holdings
- 1,332
Common Stock
Footnotes (3)
- [F1]Ms. Gurholt is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 26 shares of Common Stock.
- [F2]The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.
- [F3]The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.