SMITH BRUCE M 4

4 · SMITH A O CORP · Filed Apr 15, 2021

Form 4

Period: 2021-04-13

Director

Transactions

Award
Common Stock
2021-04-13$67.67/sh+1,922$130,052→ 5,226 total
Gift
Class A Common Stock
2021-02-05−60,291→ 0 total(indirect: By Spouse)
Exercise: $0.00→ Common Stock (60,291 underlying)
Gift
Class A Common Stock
2021-02-05−60,291→ 169,110 total(indirect: By Trust)
Exercise: $0.00→ Common Stock (60,291 underlying)
Gift
Class A Common Stock
2021-02-05+60,291→ 60,291 total(indirect: By Spouse)
Exercise: $0.00→ Common Stock (60,291 underlying)

Holdings

Footnotes (9)

[F1]Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2021.
[F2]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
[F3]The reporting person beneficially owns these shares as settlor of a revocable family trust.
[F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
[F5]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,065 units of Restricted Stock Units.
[F6]Convertible at any time into Common Stock.
[F7]None.
[F8]Gift
[F9]Gift from revocable family trust to spouse of reporting person.

Documents

1 file