4//SEC Filing
SMITH BRUCE M 4
Accession 0000091142-21-000112
CIK 0000091142other
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 2:54 PM ET
Size
14.6 KB
Accession
0000091142-21-000112
Insider Transaction Report
Form 4
SMITH BRUCE M
Director
Transactions
- Gift
Class A Common Stock
2021-06-04−60,172→ 108,938 total(indirect: By Trust)Exercise: $0.00→ Common Stock (60,172 underlying) - Award
Common Stock
2021-07-12$70.86/sh+142$10,061→ 142 total - Gift
Class A Common Stock
2021-06-04−60,172→ 0 total(indirect: By Spouse)Exercise: $0.00→ Common Stock (60,172 underlying) - Gift
Class A Common Stock
2021-06-04+60,172→ 60,172 total(indirect: By Spouse)Exercise: $0.00→ Common Stock (60,172 underlying)
Holdings
- 15,892
Common Stock
- 119,308
Restricted Stock Units
Exercise: $0.00→ Common (0 underlying) - 2,400(indirect: By Trust)
Common Stock
Footnotes (9)
- [F1]Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.
- [F2]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
- [F3]The reporting person beneficially owns these shares as settlor of a revocable family trust.
- [F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
- [F5]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 433 units of Restricted Stock Units.
- [F6]Gift
- [F7]Gift from revocable family trust to spouse of reporting person.
- [F8]Convertible at any time into Common Stock.
- [F9]None.
Documents
Issuer
SMITH A O CORP
CIK 0000091142
Entity typeother
Related Parties
1- filerCIK 0001236625
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 2:54 PM ET
- Size
- 14.6 KB