SMITH BRUCE M 4

4 · SMITH A O CORP · Filed Jul 14, 2021

Form 4

Period: 2021-07-12

Director

Transactions

Gift
Class A Common Stock
2021-06-04−60,172→ 108,938 total(indirect: By Trust)
Exercise: $0.00→ Common Stock (60,172 underlying)
Award
Common Stock
2021-07-12$70.86/sh+142$10,061→ 142 total
Gift
Class A Common Stock
2021-06-04−60,172→ 0 total(indirect: By Spouse)
Exercise: $0.00→ Common Stock (60,172 underlying)
Gift
Class A Common Stock
2021-06-04+60,172→ 60,172 total(indirect: By Spouse)
Exercise: $0.00→ Common Stock (60,172 underlying)

Holdings

Footnotes (9)

[F1]Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.
[F2]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
[F3]The reporting person beneficially owns these shares as settlor of a revocable family trust.
[F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
[F5]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 433 units of Restricted Stock Units.
[F6]Gift
[F7]Gift from revocable family trust to spouse of reporting person.
[F8]Convertible at any time into Common Stock.
[F9]None.

Documents

1 file