Goodwin Wallace E 4
4 · SMITH A O CORP · Filed Feb 9, 2022
Insider Transaction Report
Form 4
Goodwin Wallace E
President & GM, Lochinvar, LLC
Transactions
- Award
Employee Stock Options (Right to Buy)
2022-02-07+4,920→ 60,490 totalExercise: $74.27Exp: 2032-02-07→ Common Stock (4,920 underlying) - Award
Restricted Stock Units
2022-02-07+1,165→ 6,135 totalExercise: $74.27→ Common Stock (1,165 underlying)
Holdings
- 16,880
Common Stock
Footnotes (3)
- [F1]Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 30 shares of Common Stock.
- [F2]The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
- [F3]The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.