Kempken Daniel L 4
4 · SMITH A O CORP · Filed Feb 7, 2023
Insider Transaction Report
Form 4
Kempken Daniel L
Vice President and Controller
Transactions
- Exercise/Conversion
Common Stock
2023-02-06$17.46/sh+2,500$43,655→ 10,843 total - Sale
Common Stock
2023-02-06$68.35/sh−2,500$170,875→ 8,344 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2023-02-06$17.46/sh−2,500$43,655→ 48,810 totalExercise: $17.46Exp: 2023-02-11→ Common Stock (2,500 underlying)
Footnotes (2)
- [F1]Mr. Kempken was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1 shares of Common Stock.
- [F2]The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014.