Kempken Daniel L 4
4 · SMITH A O CORP · Filed Feb 14, 2023
Insider Transaction Report
Form 4
Kempken Daniel L
SVP - Strategy & Corp. Dev.
Transactions
- Exercise/Conversion
Common Stock
[F1]2023-02-10+1,400→ 9,744 total - Tax Payment
Common Stock
[F2]2023-02-10$65.80/sh−733$48,231→ 9,011 total - Exercise/Conversion
Restricted Stock Units
[F1][F3]2023-02-10−1,400→ 1,580 total→ Common Stock (1,400 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
- [F2]Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
- [F3]The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.
Signature
James F. Stern, Attorney-in-Fact for Daniel L. Kempken|2023-02-14