4//SEC Filing
KELLY ARTHUR L 4
Accession 0000091440-12-000062
CIK 0000091440other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 4:33 PM ET
Size
20.5 KB
Accession
0000091440-12-000062
Insider Transaction Report
Form 4
SNAP-ON IncSNA
KELLY ARTHUR L
Director
Transactions
- Exercise/Conversion
Common Stock
2012-04-23$32.08/sh+3,000$96,240→ 28,308.428 total - Sale
Common Stock
2012-04-23$60.60/sh−1,590$96,358→ 26,718.428 total - Exercise/Conversion
Stock Option (Right to Buy)
2012-04-23−3,000→ 0 totalExercise: $32.08From: 2002-04-25Exp: 2012-04-25→ Common Stock (3,000 underlying)
Holdings
- 28,912.412
Deferred Stock Units
→ Common Stock (28,912.412 underlying) - 7,628
Restricted Stock Units
→ Common Stock (7,628 underlying) - 3,000
Stock Option (Right to Buy)
Exercise: $28.43From: 2003-04-24Exp: 2013-04-24→ Common Stock (3,000 underlying) - 3,000
Stock Option (Right to Buy)
Exercise: $33.55From: 2004-04-23Exp: 2014-04-23→ Common Stock (3,000 underlying) - 3,000
Stock Option (Right to Buy)
Exercise: $32.76From: 2005-04-22Exp: 2015-04-22→ Common Stock (3,000 underlying) - 20,000(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]Shares reported are held by the Kelly Family Trust and the A.L. Kelly Trust for which the reporting person is a trustee and beneficiary.
- [F2]Includes 141.854 shares acquired under the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $60.60 to $60.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- [F4]Exercise of Rule 16b-3 stock option.
- [F5]1 for 1.
- [F6]Scheduled for issuance in ten equal annual installments after the earliest of July 1, 2012, termination of service as a director, death or upon a change in control.
- [F7]Includes 162.054 deferred stock units acquired through exempt dividend reinvestments.
- [F8]All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares upon the earliest of July 1, 2012 (in which case he will receive them in ten equal installments), death or a change in control.
Issuer
SNAP-ON Inc
CIK 0000091440
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001055687
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 4:33 PM ET
- Size
- 20.5 KB