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4//SEC Filing

TIETJEN JOHN W 4

Accession 0000093451-03-000032

CIK 0000093451other
View on SEC.govCompany Profile

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 12:42 PM ET

Size

15.3 KB

Accession

0000093451-03-000032

Insider Transaction Report

Form 4
Period: 2003-09-10
STERLING BANCORPSTL
TIETJEN JOHN W
EVP and CFO
Transactions
  • Sale

    Common Stock

    2003-11-06$30.60/sh−4,000$122,400→ 26,093 total
  • Sale

    Common Stock

    2003-11-05$30.59/sh−2,500$76,475→ 30,093 total
Holdings

  • Non-qualified Stock Options (right to buy)

    Exercise: $8.73From: 2001-02-11Exp: 2010-02-11→ Common Stock (10,323 underlying)
    10,323

  • Common Stock

    32,593

  • Incentive Stock Options (right to buy)

    Exercise: $10.94From: 2003-02-12Exp: 2009-02-12→ Common Stock (38,115 underlying)
    38,115

  • Incentive Stock Options (right to buy)

    Exercise: $18.38From: 2010-02-06Exp: 2012-02-06→ Common Stock (10,883 underlying)
    10,883

  • Non-qualifed Stock Options (right to buy)

    Exercise: $18.38From: 2003-02-06Exp: 2012-02-06→ Common Stock (19,117 underlying)
    19,117

  • Incentive Stock Options (right to buy)

    Exercise: $8.15From: 1998-01-31Exp: 2007-01-31→ Common Stock (3,968 underlying)
    3,968

  • Incentive Stock Options (right to buy)

    Exercise: $13.01From: 1999-02-10Exp: 2008-02-10→ Common Stock (28,585 underlying)
    28,585

  • Common Stock

    (indirect: By 401(k))
    5,029

  • Incentive Stock Options (right to buy)

    Exercise: $8.73From: 2007-02-11Exp: 2010-02-11→ Common Stock (25,977 underlying)
    25,977
Footnotes (8)
  • [F2]Reporting person has shared voting and investment power with respect to these securities (to the extent he has not disclaimed ownership thereof), except for 171 shares held in a profit sharing plan, as to which he has the power to direct the vote.
  • [F3]Options became exercisable in installments over a two-year period from date of grant and for a term of 10 years from grant date (first exercisable date listed).
  • [F4]Options became exercisable in installments over a five year period for a term of 10 years from grant date (first exercisable date listed).
  • [F5]Options become exercisable, commencing on the fourth anniversary of the grant, in installments over a five-year period for a term of 10 years from grant date (first exercisable date listed).
  • [F6]Options become exercisable in three installments commencing on the seventh anniversary of the grant date and for a term of 10 years from grant date (first exercisable date listed).
  • [F7]Options become exercisable in two installments commencing on the eighth anniversary of the grant date and for a term of 10 years from grant date (first exercisable date listed).
  • [F8]Number of options increased and exercise price decreased to maintain parity following a stock split in the form of a 25% dividend of issuer effective 9/10/03.
  • [F9]Non-qualified options are exercisable commencing on the first anniversary of the grant for a term of 10 years from grant date (first exercisable date listed).

Documents

1 file

Issuer

STERLING BANCORP

CIK 0000093451

→
Entity typeother

Related Parties

1
  • filerCIK 0001238062

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 12:42 PM ET
Size
15.3 KB
View on SEC.gov