4//SEC Filing
HUMPHREYS HENRY J 4
Accession 0000093451-06-000033
CIK 0000093451other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 2:07 PM ET
Size
18.1 KB
Accession
0000093451-06-000033
Insider Transaction Report
Form 4
HUMPHREYS HENRY J
Director
Transactions
- Exercise/Conversion
Common Stock
2006-04-27$14.74/sh+3,403$50,160→ 20,139 total - Exercise/Conversion
Non-qualified stock option (right to buy)
2006-04-27−3,403→ 6,200 totalExercise: $14.74From: 2002-06-29Exp: 2006-06-29→ Common Stock (3,403 underlying)
Holdings
- 4,725
Non-qualified stock option (right to buy)
Exercise: $17.73From: 2004-06-30Exp: 2008-06-30→ Common Stock (4,725 underlying) - 4,725
Non-qualified Stock Options (right to buy)
Exercise: $20.34From: 2005-12-19Exp: 2010-06-30→ Common Stock (4,725 underlying) - 9,603
Non-qualified stock option (right to buy)
Exercise: $18.91From: 2003-06-28Exp: 2007-06-28→ Common Stock (9,603 underlying) - 4,573
Non-qualified stock option (right to buy)
Exercise: $15.82From: 2003-07-31Exp: 2007-07-31→ Common Stock (4,573 underlying)
Footnotes (3)
- [F1]Transfer of shares acquired by exercise of non-qualified stock options is restricted to even installments over a four year period commencing on the first anniversary of the grant.
- [F2]Includes securities issued as a result of a stock split in the form of a 5% dividend paid by issuer on December 12, 2005; exercise prices have been adjusted accordingly.
- [F3]On December 15, 2005 the Board of Directors voted to accelerate the vesting and exercisability of any outstanding unvested and unexercisable non-qualified stock options held by non-employee directors, effective as of December 19, 2005; provided, however, that transfer of shares acquired by such exercise is restricted until the date that the option would have been exercisable prior to such change.
Documents
Issuer
STERLING BANCORP
CIK 0000093451
Entity typeother
Related Parties
1- filerCIK 0001237434
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 2:07 PM ET
- Size
- 18.1 KB