4/A//SEC Filing
STERLING BANCORP 4/A
Accession 0000093451-09-000020
CIK 0000093451operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 9:04 AM ET
Size
16.0 KB
Accession
0000093451-09-000020
Insider Transaction Report
Form 4/AAmended
APPLEBAUM HOWARD M
Senior Vice President
Transactions
- Exercise/Conversion
Incentive Stock Option (right to buy)
2009-01-23−12,003→ 0 totalExercise: $8.69From: 2000-02-12Exp: 2009-02-12→ Common Stock (12,003 underlying) - Exercise/Conversion
Common Stock
2009-01-30$8.69/sh+12,003$104,306→ 46,164 total - Tax Payment
Common Stock
2009-01-30$11.02/sh−9,465$104,304→ 36,699 total
Holdings
- 2,359(indirect: By 401(k))
Common Stock
- 3,343(indirect: By IRA)
Common Stock
- 10,000
Non-qualified stock options (right to buy)
Exercise: $17.99From: 2012-03-15Exp: 2017-03-15→ Common Stock (10,000 underlying) - 18,900
Incentive Stock Options (right to buy)
Exercise: $14.60From: 2003-02-06Exp: 2012-02-06→ Common Stock (18,900 underlying) - 10,500
Non-qualified Stock Options (right to buy)
Exercise: $26.94From: 2005-12-19Exp: 2011-03-22→ Common Stock (10,500 underlying)
Footnotes (5)
- [F1]Original filing on February 3, 2009 had incorrect transacation date of 01/23/09. The correct date of this transaction is 01/30/09.
- [F2]Options became exercisable in two installments on the first anniversary of the grant, for a term of 10 years from date of grant (first exercisable date listed).
- [F3]Options became exercisable in three installments on the first anniversary of the grant, for a term of 10 years from date of grant (first exercisable date listed).
- [F4]On December 15, 2005 the Board of Directors voted to accelerate the vesting and exercisability of any outstanding unvested and unexercisable non-qualified stock options granted to officers on March 22, 2005 effective as of December 19, 2005; provided, however, that transfer of shares acquired by such exercise is restricted until the date that the option would have been exercisable prior to such change. Such restrictions on transfer will expire as to 10% of the grant on the first anniversary of the date of grant, an additional 15% of the grant on the second anniversary of the date of grant, an additional 25% of the grant on the third anniversary of the date of grant and the remaining 50% of the grant on the fourth anniversary of the grant.
- [F5]Non-qualified options become exercisable commencing on the fifth anniversary of the grant for a term of 10 years from grant date (first exercisable date listed).
Documents
Issuer
STERLING BANCORP
CIK 0000093451
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000093451
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 9:04 AM ET
- Size
- 16.0 KB