BAUGHMAN FREDERICK 4
4 · STATE STREET CORP · Filed Jan 21, 2004
Insider Transaction Report
Form 4
BAUGHMAN FREDERICK
SVP, Controller & CAO
Transactions
- Sale
Common Stock
2004-01-16$55.54/sh−4,409$244,888→ 7,906 total - Sale
Common Stock
2004-01-16$55.57/sh−506$28,118→ 0 total - Sale
Common Stock
2004-01-16$55.55/sh−7,400$411,070→ 506 total
Holdings
- 1,854(indirect: By 401(k))
Common Stock
- 810(indirect: By 401(k))
Common Stock
Footnotes (1)
- [F1]The reporting person indirectly beneficially owns 1,854 shares of State Street common stock through State Street Corporation's 401(k) plan, as of January 16, 2004. The plan accounts for interest in units of shares and a small amount of cash. As a result the number of underlying shares may fluctuate from time to time. The reporting person also indirectly beneficially owns 810 units of State Street common stock, as of January 16, 2004. The units were acquired under State Street Corporation's 401(k) Restoration and Voluntary Deferral Plan and will be settled upon reporting person's retirement.