4//SEC Filing
STATE STREET CORP 4
Accession 0000093751-04-000036
$STTCIK 0000093751operating
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 10:36 AM ET
Size
27.1 KB
Accession
0000093751-04-000036
Insider Transaction Report
Form 4
TOWERS JOHN R
Vice Chairman
Transactions
- Tax Payment
Common Stock
2004-04-20$48.88/sh−9,090$444,274→ 21,608 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-20−20,000→ 0 totalExercise: $9.81From: 1999-09-14Exp: 2004-09-14→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2004-04-20$9.81/sh+20,000$196,250→ 30,698 total
Holdings
- 6,531(indirect: By 401(k))
Common Stock
- 20,000
Employee Stock Option (right to buy)
Exercise: $13.20From: 2001-06-19Exp: 2006-06-19→ Common Stock (20,000 underlying) - 30,000
Employee Stock Option (right to buy)
Exercise: $26.22Exp: 2008-09-16→ Common Stock (30,000 underlying) - 21,400
Employee Stock Option (right to buy)
Exercise: $49.70From: 2004-02-21Exp: 2012-02-20→ Common Stock (21,400 underlying) - 133,300
Employee Stock Option (right to buy)
Exercise: $39.95Exp: 2012-12-22→ Common Stock (133,300 underlying) - 88,600
Employee Stock Option (right to buy)
Exercise: $60.74Exp: 2010-12-20→ Common Stock (88,600 underlying) - 161,000
Employee Stock Option (right to buy)
Exercise: $51.98Exp: 2011-12-19→ Common Stock (161,000 underlying) - 314(indirect: By 401(k))
Common Stock
- 76,066
Employee Stock Option (right to buy)
Exercise: $33.72Exp: 2008-12-16→ Common Stock (76,066 underlying) - 69,800
Employee Stock Option (right to buy)
Exercise: $34.64Exp: 2009-12-15→ Common Stock (69,800 underlying) - 34,000
Employee Stock Option (right to buy)
Exercise: $18.31Exp: 2007-02-19→ Common Stock (34,000 underlying) - 135,600
Employee Stock Option (right to buy)
Exercise: $49.81Exp: 2013-12-16→ Common Stock (135,600 underlying)
Footnotes (11)
- [F1]Reflects two-for-one stock split distributed on May 30, 2001.
- [F10]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 19, 2004.
- [F11]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 17, 2005.
- [F2]The reporting person indirectly beneficially owns 6,531 shares of State Street common stock through State Street Corporation's 401(k) plan, as of April 20, 2004. The plan accounts for interest in units of shares and a small amount of cash. As a result the number of underlying shares may fluctuate from time to time. The reporting person also indirectly beneficially owns 314 units of State Street common stock, as of April 20, 2004. The units were acquired under State Street Corporation's 401(k) Restoration and Voluntary Deferral Plan and will be settled upon reporting person's retirement.
- [F3]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 19, 1997.
- [F4]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 18, 1998.
- [F5]Options become exercisable in 33 1/3% installments over a three-year period commencing on September 17, 2001.
- [F6]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 17, 1999.
- [F7]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 16, 2000.
- [F8]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 21, 2001.
- [F9]Options become exercisable in 33 1/3% installments over a three-year period commencing on December 20, 2002.
Documents
Issuer
STATE STREET CORP
CIK 0000093751
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000093751
Filing Metadata
- Form type
- 4
- Filed
- Apr 21, 8:00 PM ET
- Accepted
- Apr 22, 10:36 AM ET
- Size
- 27.1 KB