Malerba James J 4
4 · STATE STREET CORP · Filed Feb 17, 2012
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Award
Common Stock
2012-02-16+868→ 59,830 total - Tax Payment
Common Stock
2012-02-15$39.52/sh−3,174$125,436→ 28,470 total - Award
Common Stock
2012-02-16+9,804→ 69,358 total - Award
Common Stock
2012-02-16+30,492→ 58,962 total - Tax Payment
Common Stock
2012-02-16$40.36/sh−276$11,139→ 59,554 total - Tax Payment
Common Stock
2012-02-16$40.36/sh−777$31,360→ 68,581 total
Holdings
- 230(indirect: 401 (k) Plan)
Common Stock
Footnotes (8)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded restricted and deferred stock.
- [F2]Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F3]Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F4]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F5]Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation. Such settlement is in the form of a restricted time-vested stock award.
- [F6]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
- [F7]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F8]The reporting person indirectly beneficially owns 230 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2012. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.