Malerba James J 4
4 · STATE STREET CORP · Filed Aug 17, 2012
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Tax Payment
Common Stock
2012-08-15$41.35/sh−116$4,797→ 64,037 total
Holdings
- 233(indirect: By 401 (k) Plan)
Common Stock
Footnotes (2)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- [F2]The reporting person indirectly beneficially owns 233 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of July 31, 2012. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.