Malerba James J 4
4 · STATE STREET CORP · Filed Aug 22, 2012
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Sale
Common Stock
2012-08-20$41.88/sh−4,500$188,460→ 59,584 total
Holdings
- 233(indirect: by 401 (k) Plan)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.87 to $41.88, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]The reporting person indirectly beneficially owns 233 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of July 31, 2012. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.