STATE STREET CORP 4
4 · STATE STREET CORP · Filed Aug 24, 2012
Insider Transaction Report
Form 4
RESCH EDWARD J
EVP and CFO
Transactions
- Exercise/Conversion
Common Stock
2012-08-22$40.22/sh+50,000$2,011,000→ 433,847 total - Sale
Common Stock
2012-08-22$41.81/sh−50,000$2,090,500→ 383,847 total - Exercise/Conversion
Common Stock
2012-08-22−50,000→ 0 totalExercise: $40.22Exp: 2012-12-18→ Common Stock (50,000 underlying)
Footnotes (4)
- [F1]Exercise of employee option to purchase common stock exempt pursuant to Rule 16b-3. Option was scheduled to expire December 18, 2012. See Table II.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.63 to $42.03, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
- [F3]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F4]The option vested in three equal annual installments commencing December 19, 2004.