Malerba James J 4
4 · STATE STREET CORP · Filed Feb 20, 2013
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Tax Payment
Common Stock
2013-02-15$57.24/sh−6,559$375,437→ 48,516 total
Holdings
- 235(indirect: 401 (k) Plan)
Common Stock
Footnotes (3)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded restricted or deferred stock.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]The reporting person indirectly beneficially owns 235 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.