Malerba James J 4
4 · STATE STREET CORP · Filed Feb 25, 2013
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Tax Payment
Common Stock
2013-02-21$56.09/sh−398$22,324→ 67,551 total - Award
Common Stock
2013-02-21+18,591→ 67,107 total - Award
Common Stock
2013-02-21+842→ 67,949 total
Holdings
- 235(indirect: 401 (k) Plan)
Common Stock
Footnotes (5)
- [F1]Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F3]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F4]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F5]The reporting person indirectly beneficially owns 235 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.