Malerba James J 4
4 · STATE STREET CORP · Filed May 28, 2013
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Sale
Common Stock
2013-05-23$64.20/sh−1,500$96,300→ 59,551 total
Holdings
- 236(indirect: 401 (k) Plan)
Common Stock
Footnotes (2)
- [F1]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F2]The reporting person indirectly beneficially owns 236 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of April 30, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.