STATE STREET CORP 4
4 · STATE STREET CORP · Filed Jun 3, 2013
Insider Transaction Report
Form 4
RESCH EDWARD J
EVP and CFO
Transactions
- Exercise/Conversion
Common Stock
2013-05-30$49.81/sh+64,700$3,222,707→ 543,957 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-05-30−64,700→ 0 totalExercise: $49.81Exp: 2013-12-16→ Common Stock (64,700 underlying) - Exercise/Conversion
Common Stock
2013-05-30$44.53/sh+97,300$4,332,769→ 641,257 total - Sale
Common Stock
2013-05-30$67.20/sh−162,000$10,886,400→ 479,257 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-05-30−97,300→ 0 totalExercise: $44.53Exp: 2015-03-01→ Common Stock (97,300 underlying)
Footnotes (4)
- [F1]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F2]The option vested in three equal annual installments commencing December 17, 2005.
- [F3]The option vested in four equal annual installments commencing March 2, 2006.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.65 to $67.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.