STATE STREET CORP 4
4 · STATE STREET CORP · Filed Aug 28, 2013
Insider Transaction Report
Form 4
ROGERS MICHAEL F
Executive Vice President
Transactions
- Sale
Common Stock
2013-08-27$67.85/sh−120,416$8,170,226→ 764,697 total - Sale
Common Stock
2013-08-26$69.75/sh−42,814$2,986,277→ 885,113 total - Sale
Common Stock
2013-08-28$67.05/sh−41,985$2,815,094→ 652,927 total - Sale
Common Stock
2013-08-27$67.25/sh−44,785$3,011,791→ 719,912 total - Gift
Common Stock
2013-08-27−25,000→ 694,912 total
Holdings
- 300,000(indirect: By Trust)
Common Stock
- 102,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.550 to $70.085, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.51 to $68.50, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.50, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.25, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F6]By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.