STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 6, 2014
Insider Transaction Report
Form 4
O'Neill Peter
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2014-02-04$52.78/sh+1,288$67,981→ 134,065 total - Sale
Common Stock
2014-02-04$65.18/sh−12,600$821,268→ 121,465 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-04−1,288→ 0 totalExercise: $52.78Exp: 2014-03-02→ Common Stock (1,288 underlying)
Footnotes (3)
- [F1]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.12 to $65.32, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F3]The option vested in three equal annual installments commencing March 3, 2006.