STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 19, 2014
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Tax Payment
Common Stock
2014-02-15$68.81/sh−8,026$552,269→ 48,025 total
Holdings
- 238(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded restricted or deferred stock.
- [F2]The reporting person indirectly beneficially owns 238 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2014. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.