STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 24, 2014
Insider Transaction Report
Form 4
Malerba James J
EVP & Corporate Controller
Transactions
- Tax Payment
Common Stock
2014-02-20$67.82/sh−398$26,992→ 60,551 total - Award
Common Stock
2014-02-20+842→ 60,949 total - Award
Common Stock
2014-02-20+12,082→ 60,107 total
Holdings
- 238(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F3]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F4]The reporting person indirectly beneficially owns 238 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2014. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.