STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 24, 2014
Insider Transaction Report
Form 4
ROGERS MICHAEL F
Executive Vice President
Transactions
- Award
Common Stock
2014-02-20+27,881→ 775,820 total - Award
Common Stock
2014-02-20+1,496→ 780,265 total - Tax Payment
Common Stock
2014-02-20$67.82/sh−6,382$432,827→ 827,260 total - Award
Common Stock
2014-02-20+2,949→ 778,769 total - Award
Common Stock
2014-02-20+54,084→ 833,642 total - Tax Payment
Common Stock
2014-02-20$67.82/sh−707$47,949→ 779,558 total
Holdings
- 274,400(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
- [F4]Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F5]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
- [F6]Settlement of a performance award granted on February 21, 2013 as part of 2012 compensation. Such settlement is in the form of restricted time-vested stock units.
- [F7]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 21, 2013 as part of 2012 compensation.
- [F8]By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.