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4//SEC Filing

STATE STREET CORP 4

Accession 0000093751-14-000066

$STTCIK 0000093751operating
View on SEC.govCompany Profile

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:26 PM ET

Size

14.2 KB

Accession

0000093751-14-000066

Insider Transaction Report

Form 4
Period: 2014-02-20
STATE STREET CORPSTT
ROGERS MICHAEL F
Executive Vice President
Transactions
  • Award

    Common Stock

    2014-02-20+27,881→ 775,820 total
  • Award

    Common Stock

    2014-02-20+1,496→ 780,265 total
  • Tax Payment

    Common Stock

    2014-02-20$67.82/sh−6,382$432,827→ 827,260 total
  • Award

    Common Stock

    2014-02-20+2,949→ 778,769 total
  • Award

    Common Stock

    2014-02-20+54,084→ 833,642 total
  • Tax Payment

    Common Stock

    2014-02-20$67.82/sh−707$47,949→ 779,558 total
Holdings

  • Common Stock

    (indirect: By Trust)
    274,400
Footnotes (8)
  • [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
  • [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  • [F3]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
  • [F4]Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
  • [F5]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
  • [F6]Settlement of a performance award granted on February 21, 2013 as part of 2012 compensation. Such settlement is in the form of restricted time-vested stock units.
  • [F7]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 21, 2013 as part of 2012 compensation.
  • [F8]By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

STATE STREET CORP

CIK 0000093751

→
Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0000093751

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:26 PM ET
Size
14.2 KB
View on SEC.gov