4//SEC Filing
STATE STREET CORP 4
Accession 0000093751-15-000030
$STTCIK 0000093751operating
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 6:02 PM ET
Size
9.9 KB
Accession
0000093751-15-000030
Insider Transaction Report
Form 4
Phalen James S
Executive Vice President
Transactions
- Sale
Common Stock
2015-02-17$75.89/sh−55,837$4,237,470→ 299,985 total - Sale
Common Stock
2015-02-17$76.31/sh−546$41,665→ 299,439 total - Tax Payment
Common Stock
2015-02-15$76.93/sh−47,496$3,653,867→ 355,822 total
Holdings
- 870(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2014.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.22 to $76.21, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F5]The reporting person indirectly beneficially owns 874 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
Documents
Issuer
STATE STREET CORP
CIK 0000093751
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000093751
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 6:02 PM ET
- Size
- 9.9 KB