STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 23, 2015
Insider Transaction Report
Form 4
Phalen James S
Executive Vice President
Transactions
- Tax Payment
Common Stock
2015-02-19$76.54/sh−5,619$430,078→ 366,763 total - Award
Common Stock
2015-02-19+41,821→ 372,382 total - Award
Common Stock
2015-02-19+28,508→ 327,947 total - Award
Common Stock
2015-02-19+2,614→ 330,561 total
Holdings
- 870(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
- [F4]Settlement of a performance award granted on February 20, 2014 as part of 2013 compensation. Such settlement is in the form of restricted time-vested stock units.
- [F5]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 20, 2014 as part of 2013 compensation.
- [F6]The reporting person indirectly beneficially owns 870 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.