STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 23, 2015
Insider Transaction Report
Form 4
ROGERS MICHAEL F
Executive Vice President
Transactions
- Award
Common Stock
2015-02-19+2,614→ 820,330 total - Award
Common Stock
2015-02-19+28,508→ 817,716 total - Award
Common Stock
2015-02-19+41,821→ 862,151 total - Tax Payment
Common Stock
2015-02-19$76.54/sh−5,619$430,078→ 856,532 total
Holdings
- 245,740(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
- [F4]Settlement of a performance award granted on February 20, 2014 as part of 2013 compensation. Such settlement is in the form of restricted time-vested stock units.
- [F5]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 20, 2014 as part of 2013 compensation.
- [F6]By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.