STATE STREET CORP 4
4 · STATE STREET CORP · Filed May 21, 2015
Insider Transaction Report
Form 4
Antonellis Joseph C
Vice Chairman
Transactions
- Disposition to Issuer
Common Stock
2015-05-19$78.97/sh−78,717$6,216,281→ 320,840 total - Exercise/Conversion
Common Stock
2015-05-19$62.63/sh+99,254$6,216,278→ 399,557 total - Tax Payment
Common Stock
2015-05-19$78.97/sh−9,673$763,877→ 311,167 total - Exercise/Conversion
Stock Appreciation Right
2015-05-19−99,254→ 0 totalExercise: $62.63Exp: 2016-03-01→ Common Stock (99,254 underlying)
Holdings
- 7,321(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F2]These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.
- [F3]The reporting person indirectly beneficially owns 7,321 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of April 30, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
- [F4]Stock Appreciation Rights became exercisable in four equal annual increments commencing March 1, 2007.