STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 17, 2016
Insider Transaction Report
Form 4
Phalen James S
Executive Vice President
Transactions
- Tax Payment
Common Stock
2016-02-15$54.68/sh−39,430$2,156,032→ 301,626 total
Holdings
- 888(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.