STATE STREET CORP 4
4 · STATE STREET CORP · Filed Mar 2, 2016
Insider Transaction Report
Form 4
Phalen James S
Executive Vice President
Transactions
- Award
Common Stock
2016-02-29+36,821→ 338,447 total
Holdings
- 888(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of February 29, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.