Home/Filings/4/0000093751-16-000663
4//SEC Filing

STATE STREET CORP 4

Accession 0000093751-16-000663

$STTCIK 0000093751operating

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 4:10 PM ET

Size

7.6 KB

Accession

0000093751-16-000663

Insider Transaction Report

Form 4
Period: 2016-08-15
Newth Sean P
SVP, CAO and Controller
Transactions
  • Tax Payment

    Common Stock

    2016-08-15$69.21/sh133$9,20512,717 total
  • Sale

    Common Stock

    2016-08-16$68.64/sh54$3,70712,663 total
Holdings
  • Common Stock

    (indirect: 401 (k) Plan)
    18
Footnotes (3)
  • [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
  • [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.
  • [F3]The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of July 31, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.

Issuer

STATE STREET CORP

CIK 0000093751

Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0000093751

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 4:10 PM ET
Size
7.6 KB