STATE STREET CORP 4
4 · STATE STREET CORP · Filed Nov 17, 2016
Insider Transaction Report
Form 4
Newth Sean P
SVP, CAO and Controller
Transactions
- Sale
Common Stock
2016-11-16$77.58/sh−54$4,189→ 12,476 total - Tax Payment
Common Stock
2016-11-15$79.25/sh−133$10,540→ 12,530 total
Holdings
- 18(indirect: 401 (k) Plan)
Common Stock
Footnotes (3)
- [F1]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.
- [F3]The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of October 31, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.