STATE STREET CORP 4
4 · STATE STREET CORP · Filed Jan 23, 2017
Insider Transaction Report
Form 4
Phalen James S
Executive Vice President
Transactions
- Award
Common Stock
2017-01-19+27,935→ 366,818 total - Tax Payment
Common Stock
2017-01-20$79.01/sh−1,122$88,649→ 365,696 total
Holdings
- 901(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- [F4]The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of December 31, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.