STATE STREET CORP 4
4 · STATE STREET CORP · Filed Mar 1, 2017
Insider Transaction Report
Form 4
Newth Sean P
SVP, CAO and Controller
Transactions
- Award
Common Stock
2017-02-27+4,355→ 11,921 total
Holdings
- 18(indirect: 401 (k) Plan)
Common Stock
Footnotes (2)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2017. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.