Home/Filings/4/0000093751-20-000723
4//SEC Filing

Kuritzkes Andrew P 4

Accession 0000093751-20-000723

CIK 0000093751other

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 4:17 PM ET

Size

14.5 KB

Accession

0000093751-20-000723

Insider Transaction Report

Form 4
Period: 2020-02-27
Kuritzkes Andrew P
EVP and Chief Risk Officer
Transactions
  • Award

    Common Stock

    2020-02-27+16,03688,189 total
  • Tax Payment

    Common Stock

    2020-02-27$69.38/sh12,144$842,551100,050 total
  • Sale

    Common Stock

    2020-02-28$66.26/sh3,800$251,78896,250 total
  • Award

    Common Stock

    2020-02-27+24,005112,194 total
  • Sale

    Common Stock

    2020-02-28$67.09/sh5,966$400,25990,284 total
  • Sale

    Common Stock

    2020-02-28$67.73/sh2,095$141,89488,189 total
Footnotes (8)
  • [F1]Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
  • [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  • [F3]Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
  • [F4]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
  • [F5]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.60 through $66.58, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 through $67.55, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 through $68.15, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Issuer

STATE STREET CORP

CIK 0000093751

Entity typeother

Related Parties

1
  • filerCIK 0001497324

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 4:17 PM ET
Size
14.5 KB