Kuritzkes Andrew P 4
4 · STATE STREET CORP · Filed Mar 2, 2020
Insider Transaction Report
Form 4
Kuritzkes Andrew P
EVP and Chief Risk Officer
Transactions
- Award
Common Stock
2020-02-27+16,036→ 88,189 total - Tax Payment
Common Stock
2020-02-27$69.38/sh−12,144$842,551→ 100,050 total - Sale
Common Stock
2020-02-28$66.26/sh−3,800$251,788→ 96,250 total - Award
Common Stock
2020-02-27+24,005→ 112,194 total - Sale
Common Stock
2020-02-28$67.09/sh−5,966$400,259→ 90,284 total - Sale
Common Stock
2020-02-28$67.73/sh−2,095$141,894→ 88,189 total
Footnotes (8)
- [F1]Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- [F2]The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- [F3]Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
- [F4]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
- [F5]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.60 through $66.58, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 through $67.55, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 through $68.15, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.