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STATE STREET CORP·4

Feb 18, 4:03 PM ET

O HANLEY RONALD P 4

4 · STATE STREET CORP · Filed Feb 18, 2026

Research Summary

AI-generated summary of this filing

Updated

State Street (STT) CEO Ronald P. O'Hanley Exercises Options and Sells Shares

What Happened
Ronald P. O'Hanley (Chairman, CEO & President) had multiple compensation-related transactions on 2026-02-13. He received a grant/settlement of 93,783 restricted stock units (RSUs). To satisfy tax withholding and other settlement obligations, 65,507 shares were withheld (reported as dispositions) at about $127.97 per share ($8.38M) and an additional 3,547 shares were surrendered to the issuer at $130.65 per share ($463K). After the exercises/settlement and withholdings, the filing implies a net addition of 24,729 shares to his holdings (93,783 granted − 65,507 withheld − 3,547 surrendered = 24,729).

Key Details

  • Transaction date: February 13, 2026; Form 4 filed February 18, 2026 (timely).
  • Award: 93,783 RSUs granted/settled (footnotes indicate these relate to prior 2023/2024 awards and performance settlement).
  • Tax withholding/payments: 43,918 shares withheld at $127.97 ($5,620,186) and 21,589 shares withheld at $127.97 ($2,762,744) — total 65,507 shares ($8.38M).
  • Surrendered to issuer: 1,343 shares for $175,463 and 2,204 shares for $287,953 (total 3,547 shares, ~$463K) at $130.65.
  • Net effect: ~24,729 net new shares retained after withholdings/surrenders.
  • Notable footnotes: F4–F6 indicate settlement of performance awards and shares withheld to satisfy tax obligations; F2/F3 explain price determination for RSUs; F7 notes some shares are held by a trust.
  • Shares owned after the transaction are not specified in the supplied excerpt.

Context

  • These entries are compensation- and vesting-related (awards, option/derivative exercises and tax withholding), not open-market purchases or discretionary sales. When shares are withheld or surrendered to cover taxes/exercise obligations, that is a routine administrative settlement rather than a market-driven sale.
  • For clarity: transaction codes used — A = award/grant, M = exercise/conversion of derivative, D = disposition to issuer, F = payment of exercise price or tax liability. The filing shows exercises/conversions and immediate withholding/surrenders (a form of cashless settlement).
  • Such filings are common around vesting/settlement dates and do not necessarily signal the insider's buy/sell sentiment.

Insider Transaction Report

Form 4
Period: 2026-02-13
STATE STREET CORPSTT
O HANLEY RONALD P
DirectorChairman, CEO and President
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-13+1,343→ 228,366 total
  • Disposition to Issuer

    Common Stock

    [F2]
    2026-02-13$130.65/sh−1,343$175,463→ 227,023 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-13+2,204→ 229,227 total
  • Disposition to Issuer

    Common Stock

    [F3]
    2026-02-13$130.65/sh−2,204$287,953→ 227,023 total
  • Award

    Common Stock

    [F4]
    2026-02-13+93,783→ 320,806 total
  • Tax Payment

    Common Stock

    [F5]
    2026-02-13$127.97/sh−43,918$5,620,186→ 276,888 total
  • Tax Payment

    Common Stock

    [F6]
    2026-02-13$127.97/sh−21,589$2,762,744→ 255,299 total
  • Exercise/Conversion

    2023 Cash Settled Restricted Stock Units

    [F1][F8]
    2026-02-13−1,343→ 0 total
    Exp: 2026-02-15→ Common Stock (1,343 underlying)
  • Exercise/Conversion

    2024 Cash Settled Restricted Stock Units

    [F1][F9]
    2026-02-13−2,204→ 8,816 total
    Exp: 2027-02-15→ Common Stock (2,204 underlying)
Holdings

  • Common Stock

    [F7]
    (indirect: By Trust)
    70,327
Footnotes (9)
  • [F1]Each Unit is the equivalent of one share of State Street Corporation common stock.
  • [F2]Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
  • [F3]Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
  • [F4]Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
  • [F5]These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
  • [F6]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
  • [F7]By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F8]Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.
  • [F9]Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Signature
/s/ Shannon C. Stanley, Attorney-in-fact|2026-02-18

Documents

1 file
  • 4
    wk-form4_1771448620.xmlPrimary

    FORM 4