AMBROSIUS JOERG 4

What Happened Joerg Ambrosius, Executive Vice President of State Street Corporation (STT), was granted stock awards on February 26, 2026 totaling 11,462 shares (10,716 restricted stock units and 746 stock award shares). To satisfy tax withholding on the award, 355 shares were withheld/disposed at $132.27 per share for total withholding of $46,956. Net new shares received from the grant were 11,107 (11,462 granted minus 355 withheld). The grants are reported as acquisitions (code A) and the withholding as tax payment (code F).

Key Details

• Transaction date: February 26, 2026; Filing date: March 2, 2026 (filed within the typical 2-business-day Form 4 window).
• Grants: 10,716 RSUs (F1) and 746 stock award shares (F2) granted at $0.00 (award).
• Tax withholding: 355 shares withheld/disposed at $132.27 each for $46,956 (F3) to cover tax obligations.
• Shares owned after transaction: not specified in the provided filing details.
• Codes: A = award/grant, F = shares withheld for tax withholding (routine, not an open-market sale).

Context These transactions represent equity awards under State Street’s 2017 Stock Incentive Plan and a routine net share withholding to cover taxes — common when companies issue RSUs or stock awards. This is primarily an award/acquisition event (not a market purchase) and the withholding should not be interpreted as a directional bet by the insider.