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8-KAccepted Oct 14, 7:30 AM ET

State Street Corp (STT): reports Q3 2026 results; redeems $500,000,000 notes

STTSTATE STREET CORP

Accepted (ET)

7:30 AM

Oct 14, 2026

Filed

Oct 14, 2026

Documents

38

Size

8.4 MB

Summary

State Street Corp (STT): reports Q3 2026 results; redeems $500,000,000 notes

Updated

What happened

  • State Street Corporation announced its results of operations for the third-quarter 2026 on Oct 14, 2026 and furnished a news release and financial information addendum as Exhibits 99.1 and 99.2.
  • On Oct 9, 2026 the board elected Alexander Vollert as an independent director and appointed him to the board’s Technology and Operations Committee and Risk Committee.
  • On Oct 14, 2026 State Street notified holders of $500,000,000 aggregate principal of its 1.684% Fixed-to-Floating Rate Senior Notes due 2027 that it will redeem all of the Notes on Nov 18, 2026.

Key details

  • Results: news release and third-quarter 2026 financial addendum furnished as Exhibits 99.1 and 99.2 (announced Oct 14, 2026).
  • Director: Alexander Vollert elected Oct 9, 2026; entitled to pro rata share of 2026-2027 $110,000 annual retainer and $235,000 common stock retainer; pro-rated stock award based on NYSE closing price on date of election; eligible for indemnification agreement consistent with forms in State Street’s 2025 Form 10-K Exhibits 10.9 and 10.11A.
  • Notes redemption: $500,000,000 aggregate principal of 1.684% Fixed-to-Floating Rate Senior Notes due 2027 to be redeemed on Nov 18, 2026 at 100% of principal plus accrued and unpaid interest to, but excluding, the Redemption Date; interest ceases on and after the Redemption Date; State Street intends to fund the redemption using cash on hand.
  • Regulation FD: a slide presentation for an Oct 14, 2026 investor call was furnished as Exhibit 99.3.

Why it may matter

  • Item 2.02 reports results of operations (third-quarter 2026 results and addendum). Item 5.02 reports a director election and related compensation and indemnification arrangements. Item 7.01 reports Regulation FD disclosures including a slide presentation and the planned redemption of specified senior notes. This filing does not show why the insider traded or why the company acted.

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