4//SEC Filing
BARONE RICHARD A 4
Accession 0000094056-06-000021
CIK 0000094056other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 3:50 PM ET
Size
12.4 KB
Accession
0000094056-06-000021
Insider Transaction Report
Form 4
STEPHAN COTSC
BARONE RICHARD A
Director
Transactions
- Sale
Shares of Common Stock
2006-06-26$3.20/sh−48,900$156,480→ 0 total(indirect: By Ancora Special Opportunity Fund (Mutual Fund)) - Purchase
Shares of Common Stock
2006-06-26$3.19/sh+5,500$17,556→ 30,000 total - Purchase
Shares of Common Stock
2006-06-26$3.19/sh+37,000$118,104→ 100,001 total(indirect: By Merlin Partners, LP) - Purchase
Shares of Common Stock
2006-06-26$3.19/sh+10,000$31,920→ 10,000 total(indirect: By LLC)
Holdings
- 5,062(indirect: Options to Buy (which have not vested))
Stock Options
Exercise: $3.99From: 2006-09-29Exp: 2010-09-29→ Shares of Common Stock (5,062 underlying)
Footnotes (1)
- [F1]Mr. Barone is the majority owner of Ancora Advisors, LLC, which has an investment management agreement with The Ancora Special Opportunity Fund and is General Partner of Merlin Partners, LP. Further, Mr. Barone is the Managing Partner of Ancora Partners, LLC, which is an affiliate of Ancora Advisors, LLC. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only, with the exception of the Ancora Special Opportunity Fund, of which Mr. Barone owns shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
STEPHAN CO
CIK 0000094056
Entity typeother
Related Parties
1- filerCIK 0001014424
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 3:50 PM ET
- Size
- 12.4 KB