5//SEC Filing
STEPHAN CO 5
Accession 0000094056-07-000012
CIK 0000094056operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 8:57 PM ET
Size
10.2 KB
Accession
0000094056-07-000012
Insider Transaction Report
Form 5
STEPHAN COTSC
BARONE RICHARD A
Director
Transactions
- Award
Stock Options
2006-06-30$3.56/sh+5,062$18,021→ 10,124 totalExercise: $3.56From: 2007-06-30Exp: 2011-06-30→ Shares of Common Stock (5,062 underlying)
Holdings
- 10,124
Stock Options
Exercise: $3.99From: 2006-09-29Exp: 2010-09-29→ Shares of Common Stock (5,062 underlying) - 100,001(indirect: By Merlin Partners, LP)
Shares of Common Stock
- 40,000
Shares of Common Stock
- 10,000(indirect: By LLC)
Shares of Common Stock
Footnotes (1)
- [F1]Mr. Barone is the majority owner of Ancora Advisors, LLC, which is General Partner of Merlin Partners, LP. Further, Mr. Barone is the Managing Partner of Ancora Partners, LLC, which is an affiliate of Ancora Advisors, LLC. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
STEPHAN CO
CIK 0000094056
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000094056
Filing Metadata
- Form type
- 5
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 8:57 PM ET
- Size
- 10.2 KB