BARONE RICHARD A 5
5 · STEPHAN CO · Filed Feb 17, 2010
Insider Transaction Report
Form 5
STEPHAN COTSC
BARONE RICHARD A
Director
Transactions
- Sale
Shares of Common Stock
2009-12-08$2.70/sh−10,000$27,000→ 0 total(indirect: By LLC) - Purchase
Shares of Common Stock
2009-12-08$2.70/sh+10,000$27,000→ 50,000 total - Award
Options to Buy
2007-06-30$3.80/sh+5,062$19,236→ 15,186 totalExercise: $3.80From: 2008-06-30Exp: 2012-06-30→ Common Stock (5,062 underlying) - Award
Options to Buy
2008-06-30$3.18/sh+5,062$16,097→ 20,248 totalExercise: $3.18From: 2009-06-30Exp: 2013-06-30→ Common Stock (5,062 underlying) - Award
Options to Buy
2009-06-30$2.40/sh+5,062$12,149→ 5,062 total(indirect: Options to Buy (which have not vested))Exercise: $2.40From: 2010-06-30Exp: 2014-06-30→ Common Stock (5,062 underlying)
Holdings
- 107,601(indirect: By Merlin Partners, LP)
Shares of Common Stock
- 5,062
Options to Buy
Exercise: $3.99From: 2006-09-29Exp: 2010-09-29→ Common Stock (5,062 underlying) - 10,124
Options to Buy
Exercise: $3.15From: 2007-06-30Exp: 2011-06-30→ Common Stock (5,062 underlying)
Footnotes (1)
- [F1]Mr. Barone is the majority owner of Ancora Advisors, LLC, which is General Partner of Merlin Partners, LP. Further Mr. Barone is the Managing Partner of Ancora Partners, LLC, which is an affiliate of Ancora Advisors, LLC. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.