Home/Filings/4/0000095052-11-000031
4//SEC Filing

THOMAS JW NEVIL 4

Accession 0000095052-11-000031

CIK 0000095052other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 4:02 PM ET

Size

14.8 KB

Accession

0000095052-11-000031

Insider Transaction Report

Form 4
Period: 2011-02-11
Transactions
  • Sale

    Common Stock, $.01 par value

    2011-02-11$29.80/sh12,400$369,5089,365 total
  • Gift

    Common Stock, $.01 par value

    2011-02-112,6006,765 total
  • Exercise/Conversion

    Common Stock, $.01 par value

    2011-02-11$14.80/sh+15,000$222,00021,765 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2011-02-1115,0000 total
    Exercise: $14.80From: 2002-09-17Exp: 2011-09-17Common Stock (15,000 underlying)
Holdings
  • Common Stock, $.01 par value

    (indirect: See Footnote)
    106,238
  • Common Stock, $.01 par value

    (indirect: See Footnote)
    5,119
  • Common Stock, $.01 par value

    (indirect: See Footnote)
    23,256
  • Common Stock, $.01 par value

    (indirect: See Footnote)
    2,925
Footnotes (7)
  • [F1]Reflects the weighted average price of 12,400 shares of common stock of the Issuer sold in multiple transactions on February 11, 2011 with the sale price ranging from $29.73 to $29.87 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F2]Shares gifted to unaffiliated third parties.
  • [F3]Held by Nevcorp, Inc., a company for which Mr. Thomas serves as Chief Executive Officer with voting and investment control over the shares, and which is owned by Mayfront Trust of which Mr. Thomas' spouse and two children are trustees. Mr. Thomas disclaims beneficial ownership as to these shares.
  • [F4]Held by SET Holdings Corporation, a company owned and controlled by Mr. Thomas' spouse. Mr. Thomas disclaims beneficial ownership as to these shares.
  • [F5]Held by Sandringham, Inc., a company owned and controlled by Mr. Thomas.
  • [F6]Held by Mr. Thomas' spouse. Mr. Thomas disclaims beneficial ownership as to these shares.
  • [F7]The option vested in three equal installments on September 17, 2002, September 17, 2003 and September 17, 2004.

Issuer

ELIZABETH ARDEN INC

CIK 0000095052

Entity typeother
IncorporatedFL

Related Parties

1
  • filerCIK 0001132302

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:02 PM ET
Size
14.8 KB