NAGGIAR CAROLINE D 4
4 · TIFFANY & CO · Filed Jan 19, 2018
Insider Transaction Report
Form 4
TIFFANY & COTIF
NAGGIAR CAROLINE D
SENIOR VICE PRESIDENT
Transactions
- Award
Restricted Stock Units
2018-01-17+2,240→ 2,240 total→ Common Stock $.01 Par (2,240 underlying) - Award
Employee Stock Option (Right to Buy)
2018-01-17+12,212→ 12,212 totalExercise: $108.99Exp: 2028-01-17→ Common Stock $.01 Par (12,212 underlying) - Award
Performance-based Restricted Stock Units
2018-01-17+8,946→ 8,946 total→ Common Stock $.01 Par (8,946 underlying)
Holdings
- 53(indirect: By ESOP)
Common Stock $.01 Par
- 17,004
Common Stock $.01 Par
Footnotes (5)
- [F1]Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
- [F2]The option vests in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.
- [F3]The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.
- [F4]All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.
- [F5]The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.