Home/Filings/4/0000098246-19-000098
4//SEC Filing

SHUTZER WILLIAM A 4

Accession 0000098246-19-000098

CIK 0000098246other

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 6:44 PM ET

Size

48.3 KB

Accession

0000098246-19-000098

Insider Transaction Report

Form 4
Period: 2019-06-04
Transactions
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2019-06-04+4,9514,951 total
    Exercise: $93.53From: 2019-06-05Exp: 2029-06-04Common Stock $.01 Par (4,951 underlying)
  • Award

    Common Stock $.01 Par

    2019-06-04+856182,345 total
Holdings
  • Common Stock $.01 Par

    (indirect: By KJC Ltd.)
    107,250
  • Common Stock $.01 Par

    (indirect: By Trust)
    32,210
Footnotes (6)
  • [F1]Includes 856 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.
  • [F2]Given for no consideration.
  • [F3]Includes 2,125 restricted stock units, 856 of which will vest on the earlier of June 4, 2020, or the termination of the reporting person's service as a director due to death or disability; and 1,269 of which are vested. The reporting person has elected to defer delivery of the 1,269 vested units (and thereby the delivery of the related shares) until six months after the date on which he ceases to be a director; the terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of disability, of the reporting person.
  • [F4]KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd.
  • [F5]Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Fay Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust.
  • [F6]Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date

Issuer

TIFFANY & CO

CIK 0000098246

Entity typeother

Related Parties

1
  • filerCIK 0001016750

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 6:44 PM ET
Size
48.3 KB