Home/Filings/4/0000098246-20-000066
4//SEC Filing

SHUTZER WILLIAM A 4

Accession 0000098246-20-000066

CIK 0000098246other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 4:47 PM ET

Size

9.5 KB

Accession

0000098246-20-000066

Insider Transaction Report

Form 4
Period: 2020-04-28
Transactions
  • Exercise/Conversion

    Common Stock $.01 Par

    2020-04-28$42.37/sh+3,860$163,548183,284 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2020-04-283,8600 total
    Exercise: $42.37Exp: 2020-05-20Common Stock $.01 Par (3,860 underlying)
Holdings
  • Common Stock $.01 Par

    (indirect: By Trust)
    32,210
  • Common Stock $.01 Par

    (indirect: By KJC Ltd.)
    107,250
Footnotes (5)
  • [F1]Includes 2,204 restricted stock units, 856 of which will vest on the earlier of June 4, 2020, or the termination of the reporting person's service as a director due to death or disability; and 1,348 of which are vested. The reporting person has elected to defer delivery of the 1,348 vested units (and thereby the delivery of the related shares) until six months after the date on which he ceases to be a director; the terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of disability, of the reporting person.
  • [F2]KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd.
  • [F3]Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Faye Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust.
  • [F4]Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16(b)-3, on May 20, 2010. The options became exercisable on the first business day following the grant date.
  • [F5]Total grant 3,860 shares. 0 shares previously exercised.

Issuer

TIFFANY & CO

CIK 0000098246

Entity typeother

Related Parties

1
  • filerCIK 0001016750

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 4:47 PM ET
Size
9.5 KB