4//SEC Filing
Hart Andrew W. 4
Accession 0000098246-20-000131
CIK 0000098246other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 8:24 PM ET
Size
16.6 KB
Accession
0000098246-20-000131
Insider Transaction Report
Form 4
TIFFANY & COTIF
Hart Andrew W.
SENIOR VICE PRESIDENT
Transactions
- Gift
Common Stock $.01 Par
2020-11-25−6,186→ 26,559 total - Exercise/Conversion
Common Stock $.01 Par
2020-11-25$108.99/sh+3,007$327,733→ 34,267 total - Sale
Common Stock $.01 Par
2020-11-25$131.57/sh−9,200$1,210,451→ 32,745 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-11-25−3,007→ 0 totalExercise: $108.99Exp: 2028-01-17→ Common Stock $.01 Par (3,007 underlying) - Exercise/Conversion
Common Stock $.01 Par
2020-11-25$85.26/sh+7,678$654,626→ 41,945 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-11-25−7,678→ 0 totalExercise: $85.26Exp: 2029-01-17→ Common Stock $.01 Par (7,678 underlying)
Holdings
- 349(indirect: By ESOP)
Common Stock $.01 Par
- 1,089(indirect: By 401(k))
Common Stock $.01 Par
- 3(indirect: By ESPP)
Common Stock $.01 Par
Footnotes (6)
- [F1]The price in Column 4 is a weighted average price. The price actually received ranged from $131.5000 to $131.6400 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options.
- [F2]The shares were transferred by the reporting person as a gift to a charitable remainder unit trust.
- [F3]Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 3,007 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020.
- [F4]Total grant 12,028 shares. 9,021 shares previously exercised.
- [F5]Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 3,839 options that were initially scheduled to vest on January 17, 2022, and 3,839 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020.
- [F6]Total grant 15,356 shares. 7,678 shares previously exercised.
Documents
Issuer
TIFFANY & CO
CIK 0000098246
Entity typeother
Related Parties
1- filerCIK 0001550544
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 8:24 PM ET
- Size
- 16.6 KB